Formulation, Development &
Characterization of Nanostructured Lipid Carrier Loaded Topical Gel for Atopic
Dermatitis
Pratik Singh1
1Project
Trainee at Sun Pharma R&D Vadodara Gujarat, India.
*Corresponding Author: pratikkshatri1234@gmail.com
Abstract:
Atopic
dermatitis (AD) is a chronic inflammatory skin disorder characterized by
pruritus, eczematous lesions, and impaired skin barrier function. Conventional
topical corticosteroid therapies are often limited by poor skin penetration,
frequent application, and potential adverse effects. The present study aimed to
develop and evaluate a nanostructured lipid carrier (NLC)–based topical gel to
enhance dermal delivery of a poorly water-soluble anti-inflammatory
corticosteroid. NLCs were prepared using a biocompatible solid–liquid lipid
matrix and optimized surfactants (Poloxamer 188 and Tween 80) through
homogenization and ultrasonication. The optimized formulation exhibited
favorable particle size, high drug entrapment efficiency, and sustained drug
release. Incorporation of NLCs into a Carbopol-based gel resulted in a
formulation with suitable pH, viscosity, spreadability, and rheological
properties for topical application. The NLC-loaded gel demonstrated enhanced
skin permeation and retention, indicating improved therapeutic efficacy and
reduced dosing frequency. This NLC-in-gel system offers a promising and
patient-compliant approach for the topical treatment of atopic dermatitis.
Keywords:
Atopic
dermatitis; Nanostructured lipid carriers; Topical drug delivery;
Corticosteroid; Skin permeation; Carbopol gel
1. INTRODUCTION
Atopic
dermatitis (AD) is a chronic, relapsing inflammatory skin disorder
characterized by intense pruritus, erythema, scaling, and xerosis. Its global
prevalence has increased markedly in recent decades, affecting both pediatric
and adult populations. The complex pathophysiology of AD involves impairment of
the skin barrier function and immune dysregulation, resulting in recurrent
flare-ups and significant deterioration in quality of life. Current therapeutic
strategies primarily include topical corticosteroids, emollients, and
immunosuppressive agents. Although topical corticosteroids remain the
cornerstone of AD management, their long-term use is associated with adverse
effects such as skin atrophy, systemic absorption, and delayed wound healing,
underscoring the need for safer and more effective delivery approaches.
Topical
corticosteroid therapy is often limited by inadequate skin penetration and low
local bioavailability, which can compromise therapeutic efficacy and increase
the risk of systemic exposure. In this context, nanostructured lipid carriers
(NLCs) have gained considerable attention as advanced lipid-based drug delivery
systems for topical applications. NLCs, composed of a combination of solid and
liquid lipids, offer advantages including enhanced drug solubility, improved
stability, controlled release, and increased penetration into the stratum
corneum. These properties enable sustained drug release at the site of action
while minimizing systemic side effects.
2. MATERIAL & METHODS
Drug “X”
was obtained from Sun Pharmaceutical Industries Ltd. Solid lipids (glyceryl
dibehenate, glyceryl monostearate, stearic acid) were sourced from Gattefosse
SAS and Indo Pharma Chem. Liquid lipids (oleic acid, sesame oil, MCT) and
surfactants (Tween 80, Poloxamer 188) were procured from Croda Inc. and BASF.
Carbopol 974P, glycerine, triethanolamine, and analytical-grade methanol,
sodium acetate, and acetic acid were used. Water for injection was from SPARC.
Equipment included an IKA Ultra Turrax T25 homogenizer, CV33 probe sonicator,
Zetasizer Nano ZS, Shimadzu UV–Vis spectrophotometer, Anton Paar rheometer, and
Franz diffusion cells.
3. METHOD
3.2.1 Pre-Formulation Studies
3.2.1.1 Organoleptic Evaluation
The visual inspection was
performed to assess the physical properties of Drug on various parameters such
as colour, odour, texture(50).
3.2.1.2 Solubility Studies
The drug’s solubility was assessed by adding 100 mg to 10 mL of
various solvents. Samples were mixed, equilibrated for 24 hours at room
temperature, examined visually and microscopically, and classified according to
USP solubility terms(51).
3.2.1.3 Estimation of Melting Point
The
melting point of the drug was determined using the capillary method. A dry,
powdered, and homogeneous sample was packed into capillary tubes to a height of
2.0–3.0 mm and placed in a melting point apparatus. The temperatures at which
melting began and was completed were recorded(52).
3.2.1.4 Partition Coefficient
The
partition coefficient of the drug was determined using the n-octanol/acetate
buffer system. A 10 mg drug sample was equilibrated between both phases,
separated, and the drug concentration in each phase was measured by UV
spectrophotometry to assess lipophilicity(53).
3.2.1.5 Determination of (λmax)
of Drug
The
UV spectrum of the drug was recorded in ethanol. An accurately weighed 10 mg
sample was dissolved in ethanol to prepare a 50 μg/mL solution, and the
spectrum was scanned from 200 to 400 nm using a UV–visible spectrophotometer
with ethanol as the blank(54).
3.2.1.6 Construction of calibration curve of Drug in ethanol
A stock solution (100 µg/mL) was prepared by
dissolving 10 mg of the drug in ethanol and diluting to 100 mL. Aliquots were
further diluted to obtain 2–10 µg/mL standards, and absorbance was measured at
236 nm using ethanol as the blank to construct a calibration curve.
3.2.1.7 Construction of calibration curve of Drug in Acetate
Buffer Solution pH 5.5 + 0.5% Tween 20
A 100 µg/mL stock solution was prepared in
acetate buffer (pH 5.5) with 0.5% Tween 20, diluted to 2–10 µg/mL, and analyzed
spectrophotometrically to generate a calibration curve.(55).
3.2.1.8 Screening of Solid Lipid
Solid lipid screening was performed by
assessing the saturation solubility of the drug in various solid lipids. The
lipid showing maximum drug solubilization was selected for formulation
development (56).
3.2.1.9 Selection of Liquid Lipid
Liquid lipid screening was conducted by
evaluating drug solubility in various oils, and the oil showing maximum drug
solubilization was selected for formulation development (57).
3.2.1.10 solid and liquid lipid Ratio Selection
Solid and liquid lipids were blended at
different ratios, heated, and evaluated for homogeneity. The single-phase
mixture without oil separation was selected for NLC development (54,57).
3.2.1.11 Selection of Surfactant
Surfactant
selection significantly influences lipid nanoparticle quality. Tween 80 and
Poloxamer 188 were chosen based on their high HLB values, as they effectively
reduce interfacial tension and promote stable NLC formation.
3.2.1.12 Compatibility Study(58)
FTIR
spectroscopy was used to identify drug peaks and assess drug–lipid
compatibility by comparing spectra of the pure drug and its physical mixtures
with lipids.
3.3 Formulation of Drug
Loaded Nanostructured Lipid Carrier NLCs
Nanostructured
lipid carriers (NLCs) were prepared by hot homogenization followed by
ultrasonication. A 4% w/w solid–liquid lipid mixture (glyceryl monostearate and
miglyol 812) containing Drug X was melted at 70 °C, while the aqueous phase
with Poloxamer 188 and Tween 80 was heated to the same temperature. The molten
lipid was added to the aqueous phase under stirring, homogenized at 15,000 rpm
for 15 min, and then ultrasonicated at 65% amplitude for 15 min. The resulting
nanoemulsion was cooled under gentle stirring to form stable NLCs.(59–61).
Table 1
Optimized Formulation Table For 50gm Batch Size
|
F. No
|
4% Lipids of Total Formula (g)
|
SAA (0.5-2.5%) of Total Formula (g)
|
Drug (4%) of Lipids (mg)
|
Water(g)
|
|
|
Lipids Ratio
|
GMS, SL (g)
|
MCT,
LL (g)
|
|
|
Poloxamer 188
|
Tween 80
|
|
|
1.
|
80:20
|
1.6
|
0.4
|
0.25
|
-
|
100
|
47.65
|
|
|
2.
|
1.6
|
0.4
|
0.50
|
-
|
47.40
|
|
|
3.
|
1.6
|
0.4
|
0.75
|
-
|
47.15
|
|
|
4.
|
1.6
|
0.4
|
1.00
|
-
|
46.90
|
|
|
5.
|
1.6
|
0.4
|
1.25
|
-
|
46.65
|
|
|
6.
|
1.6
|
0.4
|
-
|
0.50
|
47.40
|
|
|
7.
|
1.6
|
0.4
|
-
|
1.00
|
46.90
|
|
|
8.
|
1.6
|
0.4
|
-
|
1.50
|
46.40
|
|
|
9.
|
70:30
|
1.4
|
0.6
|
0.50
|
-
|
47.40
|
|
|
10.
|
1.4
|
0.6
|
0.75
|
-
|
47.15
|
|
|
11.
|
1.4
|
0.6
|
1.00
|
-
|
46.40
|
|
|
12.
|
1.4
|
0.6
|
-
|
0.50
|
47.40
|
|
|
13.
|
1.4
|
0.6
|
-
|
1.00
|
46.90
|
|
|
14.
|
1.4
|
0.6
|
-
|
1.50
|
46.40
|
|
|
15.
|
90:10
|
1.8
|
0.2
|
0.50
|
|
47.40
|
|
|
16.
|
1.8
|
0.2
|
0.75
|
|
47.15
|
|
|
17.
|
1.8
|
0.2
|
-
|
1
|
46.90
|
|
|
18.
|
1.8
|
0.2
|
-
|
1.5
|
46.4
|
|
*Where, SL = Solid lipid, LL = Liquid
lipid, SAA = Surface active agent, GMS= Glyceryl monostearate, MCT = Medium
Chain Triglycerides, P188= Poloxamer 188
4.4 Characterization of
NLCs
4.4.1 particle size
distribution and polydispersity index
Particle
size and polydispersity index (PI) of Drug-loaded NLCs were measured using
photon correlation spectroscopy (Malvern Nano ZS) after dilution with water.
Results were expressed as d10%, d50%, d90%, and PI was calculated from the span
of particle size distribution (62).
4.4.2 Zeta potential
The
zeta potential of the formulated NLCs was measured in distilled water at 25 °C
using electrophoretic light scattering with a Malvern Nano ZS (63).
4.4.3 Entrapment Efficiency and Drug
Loading
Entrapment
efficiency (EE%) of NLCs was determined in three steps. First, a standard
calibration curve of the drug in ethanol was prepared using UV–Vis
spectrophotometry. Second, the free (unentrapped) drug was quantified by
centrifuging the NLCs, collecting the supernatant, diluting, and measuring
absorbance. Third, the total drug content was measured by disrupting the
nanoparticles in ethanol and analyzing spectrophotometrically. EE% was
calculated using (10)(61).
Entrapment
Efficiency (%) =
4.4.4 In-Vitro Release Studies of NLCs
In-vitro release of Drug-NLC was studied
using the dialysis bag method (MWCO 12–14 kDa). Two milliliters of NLCs were
placed in pre-soaked dialysis bags and immersed in 200 mL of release medium
(ABS pH 5.5 + 0.5% Tween 20) at 37 ± 0.5 °C with stirring at 300 rpm. Samples
(1 mL) were withdrawn at set intervals up to 8 hours, replaced with fresh
medium, and analyzed by UV–Vis spectrophotometry at 240 nm (61).
3.5 Formulation of NLCs
Loaded Topical Gel
A 20 g NLC-loaded gel was prepared by hydrating 0.2 g Carbopol 974P,
adding glycerine and NLCs containing 0.025% drug, and neutralizing with 2% TEA
to pH 5.5, yielding a smooth, homogenous topical gel (64).
Table 2 Optimized NLC Topical Gel formulation 20gm
|
S.No
|
Ingredient
|
Quantity (% W/W)
|
Function
|
|
1.
|
Carbopol 974P
|
1%
|
Gelling agent
|
|
2.
|
Glycerine
|
5%
|
Humectant
|
|
3.
|
Triethanolamine (TEA)
|
q. s
|
pH adjuster / Neutralizing agent
|
|
4.
|
Optimized NLC Formulation
|
NLCs Equivalent to 0.025% Drug
|
Active drug delivery system
|
|
5.
|
WFI
|
q.s to 20gm
|
Vehicle
|
3.6 Characterization of NLCs Loaded Topical Gel
3.6.1 Visual Appearance and
Homogeneity
The gel’s physical appearance and texture were evaluated visually
for color, clarity, homogeneity, and phase separation, and manually for
smoothness and absence of grittiness or lumps (65).
3.6.2 PH-Measurement
gel-formulations was
assessed for pH values at room temperature utilizing a bench top digital pH
meter(64,65).
3.6.3 Spreadability And Rheological Behaviour
The
spreadability and rheology of the Carbopol 974P gel were evaluated using an
Anton Paar MCR rheometer with a 25 mm parallel plate at 25 °C. Gel samples were
pre-sheared, rested, and subjected to a shear rate ramp (0.1–100 s⁻¹) to record
viscosity and determine yield stress. Measurements were performed in triplicate
(66).
3.6.4 Viscosity study
Gel
viscosities were measured using a Brookfield LDV Prime I viscometer with
spindle No. 6 at 10 RPM, and the mean viscosity was reported in centipoise (cP)
(67).
3.6.5 Drug Content Determination
One gram of gel was dissolved in 10 mL ethanol, shaken for 2 hours
to solubilize the drug, filtered through a 0.45 µm membrane, diluted, and
analyzed by UV spectrophotometry (68).
3.6.6 In Vitro Drug Release Studies
In-vitro
diffusion of the NLC gel was performed using a Franz diffusion cell with
acetate buffer (pH 5.5) at 37 °C and 300 rpm. Gel (0.5 g, 125 µg drug) was
applied to a pre-soaked 0.22 µm cellulose acetate membrane. Samples (1 mL) were
withdrawn at 1, 2, 3, 4, and 6 h, replaced with fresh buffer, diluted, and
analyzed by UV spectrophotometry at 240 nm (61,64)
3.6.7 Stability Studies
A 30-day accelerated stability study was conducted per ICH Q1A(R2)
at 40 °C ± 2 °C and 75% ± 5% RH, monitoring appearance, pH, assay, and
degradation to assess early product stability.
4.
RESULT & DISCUSSION
4.1
PREFORMULATION STUDIES
4.1.1
Organoleptic Evaluation
The
formulation exhibited a white to off-white color, was odorless, and had a solid
crystalline texture, consistent with reference standards.
4.1.2 Solubility Studies
The drug showed very low solubility in water (practically
insoluble), sparing solubility in ethanol, and high solubility in acetone,
consistent with reference data.
4.1.3 Melting Point Determination
The drug
“X” exhibited a melting point of 195 ± 2 °C, consistent with the reference
range of 195–196 °C.
4.1.4
Partition Coefficient Determination
The
partition coefficient (log P) of Drug “X” was determined by the shake flask
method as 4.2, closely matching the theoretical value of 4.3.
4.1.5
Determination of (λmax) of Drug.
The
Spectroscopic analysis for Drug “X” is done by UV Spectroscopy (model name
Shimadzu UV-1900i), the maximum wavelength was checked in medium i.e. ethanol.
The observed λmax was found 236 nm.
4.1.6 Construction of calibration curve of
Drug in ethanol
4.1.12
Compatibility between drug and lipidsFTIR analysis of the drug–GMS–MCT
formulation showed characteristic peaks for the drug and lipids, including
ester (~1744 cm⁻¹), ketone (~1663 cm⁻¹), aromatic C=C (~1612 cm⁻¹), aliphatic
C–H (~2949 and 2858 cm⁻¹), O–H (~3332 cm⁻¹), and halogen (~878 cm⁻¹) bands. No
significant peak changes were observed, indicating chemical compatibility
between the drug and lipids. FTIR analysis of the drug with GMS and MCT showed
that key functional groups (O–H, aliphatic C–H, ester and ketone C=O, aromatic
C=C, C–H bending, C–O–C/C–O stretching, and C–Cl) remained largely unchanged,
with only minor expected shifts in ester (+19 cm⁻¹) and ketone (−15 cm⁻¹)
bands. The presence of CH₂ rocking at 720 cm⁻¹ reflected lipid chain ordering.
These results indicate no significant chemical interactions, confirming
compatibility between the drug and lipid excipients.
5.2
Formulation of Nanostructured Lipid Carrier
Drug-loaded NLC formulations were developed using a lipid
phase of Glyceryl Monostearate (GMS) and Medium Chain Triglycerides (MCT),
selected based on solubility screening. The drug concentration was 5% w/w of
the 4% lipid phase. Poloxamer 188 and Tween 80 were used as surfactants. NLCs
were prepared via homogenization followed by probe sonication to reduce
particle size and prevent crystal growth. Formulations with small particle size
and high negative zeta potential demonstrated stable colloidal dispersions.
Multiple formulations were prepared with varying lipid ratios (80:20, 70:30,
90:10) and surfactant concentrations (0.5–1.5% w/w) as detailed in Table.
6. Characterization of NLCs
6.1 particle size distribution and polydispersity index
Particle size analysis showed 11 of 18 NLC formulations formed nanoparticles (148–574 nm), with F3 and F10 (0.75% Poloxamer 188, 70:30 lipid ratio) producing the smallest, well-dispersed particles (<300 nm, PDI <0.5), highlighting the importance of optimized surfactant and lipid composition.
Table
3 particle size distribution and
polydispersity index
|
Formulation
Number
|
Particle Size
Distribution
|
polydispersity
index
|
Zeta Potential
|
|
F1
|
Aggregation
|
Aggregation
|
Aggregation
|
|
F2
|
384.1
|
0.578
|
-13.7
|
|
F3
|
156.4
|
0.22
|
-31.8
|
|
F4
|
Aggregation
|
Aggregation
|
Aggregation
|
|
F5
|
Aggregation
|
Aggregation
|
Aggregation
|
|
F6
|
573.8
|
0.523
|
-18
|
|
F7
|
398.2
|
0.431
|
-28.1
|
|
F8
|
Aggregation
|
Aggregation
|
Aggregation
|
|
F9
|
323.7
|
0.523
|
-18.2
|
|
F10
|
148.1
|
0.432
|
-28.2
|
|
F11
|
Aggregation
|
Aggregation
|
Aggregation
|
|
F12
|
512.9
|
0.534
|
-11.9
|
|
F13
|
348.3
|
0.412
|
-24.2
|
|
F14
|
Aggregation
|
Aggregation
|
Aggregation
|
|
F15
|
512.5
|
0.598
|
-18.1
|
|
F16
|
312.9
|
0.321
|
-20.4
|
|
F17
|
323.9
|
0.381
|
-20.6
|
|
F18
|
Aggregation
|
Aggregation
|
Aggregation
|
6.2 Zeta potential
Zeta potential analysis showed non-aggregated NLC
formulations ranged from –11.9 to –31.8 mV. Formulations F3 (–31.8 mV) and F10
(–28.2 mV) exhibited the highest negative values, indicating strong
electrostatic repulsion and enhanced colloidal stability, while lower values
(e.g., F12: –11.9 mV) suggested a higher risk of aggregation.
6.3 Entrapment Efficiency and Drug Loading
Entrapment
Efficiency (%) Calculation
Table 4 Entrapment
Efficiency (%)
|
S. No
|
Formulation
|
EE %
|
|
1.
|
F3
|
98.2
|
|
2.
|
F10
|
96.2
|
|
3.
|
F16
|
87.5
|
6.4 Drug Assay
To estimate the total drug content of F3, 1 mL of the NLC
formulation was mixed thoroughly with 9 mL of ethanol. The resulting mixture
was vortexed or sonicated to effectively disrupt the nanostructured lipid
carriers (NLCs) and ensure complete extraction of the encapsulated drug. After
extraction, the absorbance of the prepared solution was measured to determine
the drug concentration.
6.5 In-Vitro Release Studies of NLCs
The in-vitro release profile of the
developed Drug-NLC formulation was evaluated using the dialysis bag technique
in ABS (pH 5.5) containing 0.5% Tween 20 to ensure sink conditions. The release
data (Figure 1 and Table 1) show a sustained and gradual release of the drug
over an 8-hour period. An initial of 7.5% was observed within the first hour,
followed by a controlled release reaching 52.55% at 5 hours and up to 99.85% at
8 hours. This indicates that the Drug-NLC formulation effectively prolonged the
release of the drug, demonstrating its potential for sustained drug delivery
applications.
Table
5 In-Vitro Release Studies of NLCs
|
Time (h)
|
Absorbance
|
Drug Concentration mcg/ml
|
Cumulative Drug concentration
mcg/ml
|
% Drug Released
|
|
1
|
0.03366
|
2.8
|
2.8
|
14%
|
|
2
|
0.04128
|
3.4
|
6.2
|
31%
|
|
3
|
0.04636
|
3.8
|
10
|
50%
|
|
4
|
0.03874
|
3.2
|
13.2
|
66%
|
|
5
|
0.04128
|
3.4
|
16.6
|
83%
|
|
6
|
0.04255
|
3.5
|
20
|
100%
|
A 30-day accelerated stability study
(40 °C, 75% RH) showed that the optimized NLC formulation maintained a particle
size of 158.3 nm, PDI 0.26, zeta potential –30.2 mV, and 98.5% drug assay, indicating
good early stability.
7. Formulation of Topical Gel
The optimized topical gel (20 g) was formulated with 1% Carbopol
974P (0.2 g) as gelling agent, 5% glycerine (1 g) as humectant, TEA added to
adjust pH, 2.52 g of NLCs (equivalent to 0.025% drug, 5 mg), and water q.s. to
20 g. The NLC volume was calculated based on the drug content and concentration
in NLCs.
7.1 Visual Appearance and Homogeneity
The gel was translucent, smooth, and uniform, with
no phase separation, grittiness, or visible particles. It showed good
homogeneity and an even texture on tactile assessment.
7.2 PH-Measurement
The NLC-loaded
topical gel had a mean pH of 5.68, within the safe dermal range of 5.5–6.5,
indicating it is non-irritating for skin application.
7.3 Viscosity
Determination
The NLC-loaded topical gel exhibited a
mean viscosity of 12,553 cP, within the standard range of 10,000–30,000 cP,
indicating smooth, easily spreadable texture with prolonged skin contact.
7.4 Spreadability Rheological Behaviour
Testing by Anton Paar Rheometer
The Carbopol 974P
NLC gel exhibited pseudoplastic (shear-thinning) behavior, with viscosity
decreasing from 82,400 cP at 0.1 s⁻¹ to 4,700 cP at 100 s⁻¹ and a yield stress
of 118 Pa. This indicates the gel is stable at rest yet spreads easily under
shear, demonstrating appropriate consistency, smooth texture, and excellent
topical spreadability.
7.5 Drug Content
Determination
Drug
content analysis of the NLC-loaded topical gel showed 95.7% assay. One
milliliter of gel was diluted, vortexed, and sonicated to extract the drug, and
UV absorbance at 236 nm (0.3021) was used with the calibration curve to
calculate a concentration of 239 µg/g, corresponding to 4.7 mg in 20 g of gel.
7.7 Stability Testing
A 30-day accelerated stability study (40 °C, 75% RH) showed the NLC
gel maintained a particle size of 156.4 nm, PDI 0.23, zeta potential –32.1 mV,
and 98.6% drug assay, indicating good early stability
CONCLUSION
A
nanostructured lipid carrier (NLC)-based topical gel for Drug X was developed
to improve solubility, skin penetration, and sustained release for atopic
dermatitis. Optimized nanoparticles showed high encapsulation, stability, and
controlled release. Integrated into a user-friendly Carbopol gel, the
formulation enhanced dermal delivery, barrier repair, and patient adherence,
offering a promising, safe alternative to conventional corticosteroid.